Series 6 and 63 Licensing Requirements | |||
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Searching For Series 6 And 63 Licensing Requirements?Then you've come to the right place! TrainingCenter offers several Series 6 And 63 training courses to meet your Series 6 And 63 licensing requirements. Each license type is described below.Series 6 and 63 licensing requirements are as follows:
Available Series 6 and 63 Study Guides And Pre-License Training CoursesTo find Series 6 and 63 study guides, exam prep materials, and online training courses, simply click on any of the recommended courses below, or search under "Licensing" in the search box thereafter for either "Series 6" or "Series 63".Good luck earning your Series 6 and Series 63 licenses. I hope we have answered all your questions regarding Series 6 and 63 licensing requirements! | |||
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About Series 6 And 63 Exam And License RequirementsOften paired together, the Series 6 and 63 licenses will allow you to sell securities such as mutual funds, variable annuities, and investment trusts in all states.What Is A Series 6 License? The Series 6 license is a license granted by the Financial Industry Regulatory Authority (FINRA), that qualifies you as an Investment Company Products/Variable Contracts Representative in the United States. If you want to sell investment company securities, variable annuities, mutual funds or variable life insurance products in your state, you will need a Series 6 license. A Series 6 license requires you to take and pass both a Securites Industries Essentials Exam and the Series 6 Top-Off Exam. There are no pre-requisites to taking the Securities Industry Essentials Exam, and once you pass your SIE exam, you have one full year to study for and pass your Series 6 exam. What Is A Series 63 License? Sometimes called "Blue Sky" laws, the Series 63 license qualifies you to sell securities across state lines. The Series 63 examination is a national test so it does not vary by state. To obtain a Series 63 license, you must possess knowledge of ethical practices and fiduciary obligations. The Series 63 (formally known as the Uniform Securities Agent State Law Examination) is a registered exam that is required of all potential registered representatives in most of the U.S. Only Colorado, Florida, Louisiana, Maryland, New Jersey, Ohio, Vermont, and the District of Columbia do not require a Series 63 license in addition to a Series 6 license to sell securities. Related Links
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Related Links Series 63 Exam, Series 63 Licensing | |||
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